Aristotle's Poetics- Literary Criticism
Aristotle (384-322 BCE), the Macedonian philosopher and student of Plato, changed
Western thought with his practical approach to knowledge. His Poetics (c.
335 BCE), though partially lost, remains the iconic work of literary theory.
Composed as lecture notes, it systematically analyzes poetry (Greek poiētikē,
"making" or "creating"), focusing mainly on tragedy and epic
poetry. Aristotle counters Plato’s dismissal of art as morally corrupting
by arguing poetry reveals universal truths through structured imitation (mimesis),
offering intellectual pleasure and emotional catharsis. This newsletter unpacks
Aristotle’s technical framework, defining key concepts crucial for
understanding narrative art.
I. The Core Principle: Mimesis (Imitation)
Aristotle defines all poetry as fundamentally mimetic – not mere copying,
but a creative representation of human experience.
- Mimesis :
Explanation: The artistic representation/re-creation of human
actions, characters, emotions, or objects. It utilizes rhythm, language, and
harmony. Unlike Plato (who saw art as a deceptive copy of copies), Aristotle
viewed mimesis as natural, educational, and pleasurable. Humans learn through
imitation; art purifies this instinct into meaningful patterns revealing
universal truths (katholou).
Example: A tragedy imitates "noble" actions; comedy
imitates "base" actions.
- Three Modes of Mimesis:
- Medium (How): The
tools used (language, rhythm, melody, spectacle).
- Object (What): The
subjects represented (people in action – better, worse, or like
ourselves).
- Manner (How Presented): Narrative
form (first-person, third-person, or dramatic enactment).
II. Poetry: Definition, Origins, and Types
Poetry emerges from innate human instincts and is classified by its mimetic
object and manner.
- Definition: "A
medium of imitation" using rhythm, language, and harmony (separately
or combined) to represent life through character, emotion, or action.
- Origins: Two
innate human instincts drive poetry:
- Instinct for Imitation (Mimesis): Learning
and understanding through representation.
- Instinct for Harmony and Rhythm: Natural
pleasure in patterned sound and movement.
- Major Types (Based on Mimetic
Object):
- Tragedy: Imitates
"men better than they are" acting serious, complete actions of
magnitude, evoking pity and fear leading to catharsis (see
Section III).
- Epic Poetry: Imitates
noble actions (like tragedy) but uses narrative form and
a single meter (hexameter). Deals with great themes over
long time (e.g., Homer’s Iliad).
- Comedy: Imitates
"men worse than they are," focusing on the ridiculous or ugly
(but not painful or destructive), provoking laughter. (Note:
Aristotle’s full analysis of comedy is lost from the Poetics).
- Dithyrambic Poetry: Lyric
poetry sung in chorus, often honoring Dionysus, using music and rhythm
intensely.
III. The Anatomy of Tragedy
Tragedy is the highest form of poetry for Aristotle, analyzed through six
qualitative parts.
- Definition: "An
imitation of an action that is serious, complete, and of a certain
magnitude; in language embellished with each kind of artistic ornament...;
in the form of action, not of narrative; through pity and fear effecting
the proper purgation [catharsis] of these emotions."
- Six Essential Parts (Constitutive
Elements):
- Plot : "The
soul of tragedy." The arrangement of events – the causal sequence of
events. Must be:
- Complete: Has
beginning, middle, end.
- Of Magnitude: Sufficiently
significant and complex.
- Unified: Focused
on a single, central action (not necessarily adhering to the
later "Three Unities" of time/place/action, though unity of
action is crucial).
- Complex: Involves Peripeteia (Reversal
of Fortune)
and Anagnorisis (Recognition/Discovery).
- Peripeteia: A
pivotal reversal of the protagonist's situation or intentions (e.g.,
Oedipus discovering he killed his father).
- Anagnorisis: A
critical change from ignorance to knowledge, often triggering the peripeteia (e.g.,
Oedipus recognizing his true identity).
- Character : The
moral agents whose choices drive the plot. Must be:
- Good : Morally
sound (relative to their station).
- Appropriate: Suited
to their status/role (e.g., a warrior should be brave).
- Lifelike: Consistent
and believable.
- Consistent: Behavior
remains coherent unless change is motivated.
- Thought: The
intellectual element – what characters argue, prove, or express. Reflects
reasoning and themes.
- Diction : The
expressive use of language – word choice, metaphor, style.
- Song/Melody: The
musical/lyrical component, especially the Chorus.
- Spectacle: The
visual elements (scenery, costumes, acting). Important but least
artistic, relying on craft more than poetry itself.
- Tragic Hero: Typically
a person of good reputation who suffers a downfall (peripeteia) due
to a Hamartia.
- Hamartia: Often
translated as "tragic flaw," but more accurately a
"mistake," "error in judgment," or "missing the
mark." It's an action undertaken in ignorance or stemming from
character weakness, leading to unintended catastrophic consequences. It
is not simple villainy.
- Catharsis :
Explanation: The purgation, purification,
or clarification of the emotions of pity and
fear experienced by the audience. Witnessing the hero's
suffering releases these emotions in a controlled, safe environment, leaving
viewers emotionally balanced and intellectually enlightened about human
vulnerability and fate. The exact mechanism remains debated.
IV. Epic Poetry: Comparison with Tragedy
Epic shares tragedy's nobility but differs fundamentally in form and effect.
- Similarities:
Ø Imitates
noble characters/actions.
Ø Requires
a unified, complex plot (can use peripeteia & anagnorisis).
Ø Contains
the same parts (plot, character, thought, diction; spectacle and song less
prominent).
- Key Differences:
- Aristotle's Conclusion: Tragedy
is superior to Epic. While both provide pleasure in reading, Tragedy's
enacted form, incorporating music and spectacle, achieves a more
concentrated and powerful cathartic effect within a
unified timeframe.
V. Comedy: The Fragmentary View
(Based on surviving hints in Poetics and later interpretations)
- Definition: "An
imitation of characters of a lower type... the Ludicrous being merely a
subdivision of the ugly. It consists in some defect or ugliness which is
not painful or destructive."
- Object of Imitation: "Men
worse than they are," focusing on the ridiculous (to geloion),
involving errors or deformities that provoke laughter without causing
pain.
- Effect: Provides
pleasure through amusement and the safe release of laughter at human
foibles. The spectator feels superior or relieved it's not them.
- Structure: Aristotle
notes its late development compared to tragedy. He mentions Crates of
Athens as an early innovator who moved beyond personal lampoon (iambic form)
to generalized plots and characters.
VI. Poetic Craft: Rules and Errors
Aristotle evaluates poetry based on its mimetic purpose and execution.
- The Goal of Imitation: The
poet can aim to represent:
- Things as they are.
- Things as they are thought to be (or
said to be).
- Things as they ought to be
(idealized).
- Errors in Poetry:
Ø Essential
Errors: Flaws concerning the core act of mimesis itself
(e.g., irrational behavior inconsistent with character, implausible plot twists
not caused by hamartia). These damage the work's credibility and
purpose.
Ø Accidental/Peripheral
Errors: Factual inaccuracies about history, science, or
minor inconsistencies not affecting the plot's core logic or character
consistency. Aristotle considers these less critical: "For the purposes of
poetry a convincing impossibility is preferable to an unconvincing
possibility."
- Judging Art: Art
should be judged aesthetically based on its success in
achieving its mimetic purpose (representing life as it is, as thought, or
as ought to be) and eliciting the appropriate emotional/intellectual
response, not solely on scientific or historical
accuracy.
Conclusion: The Enduring Legacy of the
Poetics
Aristotle’s Poetics established
the foundational vocabulary and critical framework for analyzing Western
literature and drama. His concepts -mimesis, catharsis, hamartia, peripeteia, anagnorisis,
the primacy of plot, and the elements of tragedy –
remain indispensable tools for critics, writers, and scholars. By shifting the
focus from Plato’s moral condemnation to an analysis of art’s structure,
function, and psychological impact, Aristotle validated literature as a serious
and beneficial pursuit capable of revealing profound truths about the human
condition. Despite its fragmentary state and the loss of the comedy section,
the Poetics continues to provoke debate, inspire creation, and
offer timeless insights into the art of storytelling. Its empirical approach to
understanding how and why poetry works
ensures its place as the cornerstone of literary theory.
Glossary of Key
Aristotelian Terms
ü Anagnorisis:
Recognition or discovery; a critical change from ignorance to knowledge, often
triggering the peripeteia.
ü Catharsis:
Purgation, purification, or clarification; the effect of tragedy on the
audience, releasing the emotions of pity and fear.
ü Dianoia: Thought;
the intellectual element expressed through argument or thematic content in a
play/poem.
ü Ēthos
: Character;
the moral qualities and motivations of the agents in a drama or poem.
ü Hamartia: Error
in judgment, mistake, or flaw; the action (often undertaken in ignorance) that
leads to the tragic hero's downfall.
ü Lexis:
Diction; the expressive use of language, including word choice, style, and
metaphor.
ü Melos:
Song or melody; the musical element of tragedy, primarily associated with the
Chorus.
ü Mimesis:
Imitation or representation; the fundamental principle that all art imitates
human life and action.
ü Mythos:
Plot; the arrangement of incidents, the causal sequence of events; "the
soul of tragedy."
ü Opsis
: Spectacle;
the visual elements of a tragedy (scenery, costumes, acting).
ü Peripeteia: Reversal
of fortune; a pivotal change in the protagonist's situation, often the opposite
of their intention.
ü Poiesis: Making
or creating; the root of "poetry," encompassing the art of literary
creation.
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